FinIA – Financial Institutions Act

Ombudsman’s office and client complaints (Art. 16 FinIA)

Financial intermediaries are now obliged to join an ombudsman’s office for the settlement of legal disputes in a mediation procedure. This procedure is in principle free of charge for clients and is intended to bring the parties to an amicable solution without initiating official legal proceedings and taking the matter to costly courts. This conciliation body must be unbureaucratic, fair, quick and impartial.

Our ombudsman’s office is:
Finanzombudsstelle Schweiz (FINOS)
Talstrasse 20
CH-8001 Zurich
info@finos.ch
+41 44 552 08 00

FINMA licence as independent asset manager (Art. 5 para. 1 FinIA)

CORUM Vermögensverwaltung AG is licensed by the Swiss Financial Market Supervisory Authority FINMA as an independent asset manager within the meaning of Art. 5 para. 1 FinIA. The license was granted on 05.12.2024. Ongoing supervision is carried out by the supervisory organization “AOOS – Schweizerische Aktiengesellschaft für Aufsicht” (in accordance with FinIA/FinIO).

CORUM